Compliance Officer / Executive

Job Responsibilities:

  • Monitor the daily operation to ensure they are fully in compliance with established code of conduct, guidelines, procedures, service standards, laws and regulations
  • Prepare audit materials and documents for clients
  • Handling complaints, including contact the clients and complainants
  • Being the party to liaise between clients and internal staff


  • Bachelor degree holder with 1-2 years’ experience
  • With experience in financial or banking industry is an advantage
  • Good command of written and spoken English, Chinese
  • Proficiency in MS-Office software and PC skills
  • High sense of responsibility, good communication skill, well-organized
  • Good analytical skill and problem solving skill

We offer competitive salary packages and employee benefits. Comprehensive training and long-term career development will be provided to high caliber candidates. For understanding more about our employee benefit, please click here.

Interested parties are welcome to send your portfolio, full resume with current and expected salaries by e-mail to or contact us at 3552 4462 / WhatsApp 6206 0127.

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Only short-listed candidates will be invited for interview. All applications and personal information collected will be treated in strict confidence and used only for recruitment purpose.